Financial Experience Answer

The Financial Experience Answer is used to submit information about a customer's financial background, investment experience, and trading activities across various financial instruments.

Fields

Base Fields

Field	Type	Required	Description
fieldTypeId	string	Yes	Must be set to "FinancialExperience" (from FieldTypeEnum)
netWorthRange	string	Yes	Customer's net worth range
investmentExperience	string	Yes	Overall investment experience

Investment Type Experience Fields

For each investment type, the following pairs of fields can be provided:

Field	Type	Required	Description
mutualFundsExperience	string	Conditional	Years of experience with mutual funds
mutualFundsTransactionPerYear	string	Conditional	Number of mutual fund transactions per year
exchangeTradedFundsExperience	string	Conditional	Years of experience with ETFs
exchangeTradedFundsTransactionPerYear	string	Conditional	Number of ETF transactions per year
individualStocksExperience	string	Conditional	Years of experience with individual stocks
individualStocksTransactionPerYear	string	Conditional	Number of individual stock transactions per year
bondsExperience	string	Conditional	Years of experience with bonds
bondsTransactionPerYear	string	Conditional	Number of bond transactions per year
optionsExperience	string	Conditional	Years of experience with options
optionsTransactionPerYear	string	Conditional	Number of options transactions per year
securitiesFutureExperience	string	Conditional	Years of experience with securities futures
securitiesFutureTransactionPerYear	string	Conditional	Number of securities futures transactions per year
annuitiesExperience	string	Conditional	Years of experience with annuities
annuitiesTransactionPerYear	string	Conditional	Number of annuities transactions per year
alternativeInvestmentExperience	string	Conditional	Years of experience with alternative investments
alternativeInvestmentTransactionPerYear	string	Conditional	Number of alternative investment transactions per year
marginExperience	string	Conditional	Years of experience with margin trading
marginTransactionPerYear	string	Conditional	Number of margin trading transactions per year
forwardsAndFuturesExperience	string	Conditional	Years of experience with forwards and futures
forwardsAndFuturesTransactionPerYear	string	Conditional	Number of forwards and futures transactions per year

Net Worth Range Values

The netWorthRange should be one of the following values:

Value	Description
LessThan500000	Less Than $500,000
Us500000TillUs999999	US $500,000 - $999,999
Us1000000TillUs2999999	US $1,000,000 - $2,999,999
Us3000000TillUs4999999	US $3,000,000 - $4,999,999
Us5000000TillUs14999999	US $5,000,000 - $14,999,999
OverUs15000000	Over US $15,000,000

Investment Experience Values

The investmentExperience should be one of the following values:

Value	Description
Below2Years	Below 2 Years
From2to5Years	2 to 5 Years
From5to10Years	5 to 10 Years
MoreThan10Years	More Than 10 Years

Experience Values

All *Experience fields should have one of the following values:

Value	Description
None	None
Between0And1	0 - 1 years
Between1And3	1 - 3 years
Over3	Over 3 years

Transaction Per Year Values

All *TransactionPerYear fields should have one of the following values:

Value	Description
Zero	Zero
Between1And5	1 - 5 transactions
Between6And15	6 - 15 transactions
Over15	Over 15 transactions

Example Usage

{
  "fqName": "CustomerProfile_FinancialBackground_FinancialExperience",
  "answer": {
    "fieldTypeId": "FinancialExperience",
    "netWorthRange": "Us1000000TillUs2999999",
    "investmentExperience": "From5to10Years",
    "mutualFundsExperience": "Over3",
    "mutualFundsTransactionPerYear": "Between6And15",
    "individualStocksExperience": "Between1And3",
    "individualStocksTransactionPerYear": "Between1And5",
    "bondsExperience": "Between0And1",
    "bondsTransactionPerYear": "Zero",
    "exchangeTradedFundsExperience": "Between1And3",
    "exchangeTradedFundsTransactionPerYear": "Between1And5",
    "optionsExperience": "None",
    "optionsTransactionPerYear": "Zero",
    "securitiesFutureExperience": "None",
    "securitiesFutureTransactionPerYear": "Zero"
  }
}

Notes

• The netWorthRange and investmentExperience fields are required.
• For each investment type, if experience is provided, the corresponding transaction per year should also be provided.